Independent Financial Crime and Regulation Consultant
Wren York is a financial services professional with nearly 25-years of proven experience within a variety of financial institutions including commercial, community, investment, and private banking, as well as with a United States government corporation operating as an independent agency created by the Banking Act of 1933. He maintains a special focus on safety & soundness, consumer protection, and technical business analysis. His forte relates to a solid understanding of how regulatory requirements intersect, transactional monitoring, customer & enhanced due diligence, and his work includes data analytics and root cause analyses resulting in the identification of suspicious activity, accuracy in risk assessment, and gaps associated with compliance management systems. He is well-versed on risk and compliance management requirements and best practices and he has performed deep-dive assessments of financial institutions policies & procedures directly resulting in governance and risk control process improvements and efficiencies.